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Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Recent enforcement cases offer a reminder of risks when short selling prior to an offering Recent enforcement cases offer a reminder of risks when… Recent enforcement cases offer a reminder of risks when short selling prior to an offering

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read CSA/IIROC announces Public Consultation on Short Selling in Canada CSA/IIROC announces Public Consultation on Short Selling in… CSA/IIROC announces Public Consultation on Short Selling in Canada

By Sean D. Sadler ...

Sean D. Sadler
ESG and Sustainability

Read ISSB provides updates on proposed sustainability and climate disclosure standards ISSB provides updates on proposed sustainability and… ISSB provides updates on proposed sustainability and climate disclosure standards

By Sonia J. Struthers ...

Sonia J. Struthers
ESG and Sustainability

Read TNFD Releases Second Version of Nature-Related Disclosure Framework TNFD Releases Second Version of Nature-Related Disclosure… TNFD Releases Second Version of Nature-Related Disclosure Framework

By Joanna Rosengarten ...

Joanna Rosengarten
Banking & Financial Services

Read Key Developments in Shareholder Activism in Canada and the U.S. Key Developments in Shareholder Activism in Canada and the… Key Developments in Shareholder Activism in Canada and the U.S.

By Jennifer F. Longhurst

Jennifer F. Longhurst
Banking & Financial Services

Read First Merits Decision in a Securities Class Action for Secondary Market Misrepresentation… First Merits Decision in a Securities Class Action for… First Merits Decision in a Securities Class Action for Secondary Market Misrepresentation Upheld by Court of Appeal – Reliability is an Element of Materiality

By H. Michael Rosenberg ...

H. Michael Rosenberg
Banking & Financial Services

Read CSA Releases Enforcement Report for 2021 CSA Releases Enforcement Report for 2021 CSA Releases Enforcement Report for 2021

By René Sorell ...

René Sorell
Banking & Financial Services

Read OSC Issues Orders Against Foreign Crypto Trading Platforms KuCoin and ByBit OSC Issues Orders Against Foreign Crypto Trading Platforms… OSC Issues Orders Against Foreign Crypto Trading Platforms KuCoin and ByBit

By Lori Stein ...

Lori Stein

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